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Ministry of Justice

Russian Federation

On January 11, 2018 No. 49605

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of November 3, 2017 No. 4600-U

About order of interaction of the Bank of Russia with credit institutions, not credit financial credit institutions and other participants of information exchange when using by them of information resources of the Bank of Russia, including private office

This Instruction based on articles 73.1 and 76.9 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, the Art. 4456) and according to Item 6 of part 2 of article 13 of the Federal Law of November 2, 2013 No. 293-FZ "About actuarial activities in the Russian Federation" (The Russian Federation Code, 2013, No. 44, Art. 5632; 2014, No. 30, Art. 4219; 2015, No. 10, Art. 1409; No. 29, Art. 4357; 2016, No. 26, the Art. 3863), article 29 of the Federal Law of July 13, 2015 No. 223-FZ "About self-regulatory organizations in the sphere of the financial market" (The Russian Federation Code, 2015, No. 29, Art. 4349; 2016, No. 27, the Art. 4225) and Item 10 of article 8 of the Federal Law of November 29, 2007 No. 282-FZ "About the official statistical recording and system of the state statistics in the Russian Federation" (The Russian Federation Code, 2007, No. 49, Art. 6043; 2011, No. 43, Art. 5973; 2012, No. 43, Art. 5784; 2013, No. 27, Art. 3463; No. 30, Art. 4084; No. 14, the Art. 1997) establishes 2017,:

order of interaction of the Bank of Russia with credit institutions, not credit financial credit institutions, issuers of securities, job seekers of licenses and the certificates granted by the Bank of Russia, self-regulatory organizations in the sphere of the financial market, self-regulatory organizations of actuaries, the respondents representing primary statistical data (further - respondents), and also with other persons in accordance with the legislation of the Russian Federation, including when implementing protection of the rights and legitimate interests of shareholders and investors in the financial markets, by means of use of the information resources posted on the official site of the Bank of Russia on the Internet (further - the website of the Bank of Russia), including by provision to these persons of access to private office (further - information resources) if the specified interaction is stipulated by the legislation the Russian Federation;

procedure and terms of the direction issuers of securities, job seekers of licenses and the certificates granted by the Bank of Russia in accordance with the legislation of the Russian Federation, and also other persons, including operators of commodity deliveries, news agencies which carry out actions for disclosure of information on securities and about other financial instruments in accordance with the legislation of the Russian Federation, including when implementing protection of the rights and legitimate interests of shareholders and investors in the financial markets (further in case of joint mentioning - other participants of information exchange), notifications on use or notifications on refusal of use of private office.

Chapter 1. General provisions

1.1. By means of use of information resources credit institutions, not credit financial credit institutions, self-regulatory organizations in the sphere of the financial market, self-regulatory organizations of actuaries, respondents (further - persons under surveillance of the organization) shall send the reporting, documents (information), data, including requests to the Bank of Russia, shall perform other rights and obligations established by the legislation of the Russian Federation, regulations of the Bank of Russia and also shall receive from the Bank of Russia documents (information), data, including requests, requirements (instruction) of the Bank of Russia, in the form of the electronic documents signed by the strengthened qualified digital signature of the legal entity or physical person (further - UKEP), including ciphered using the certified means of cryptographic information security (further - the electronic document).

Persons under surveillance of the organization and other participants of information exchange (further in case of joint mentioning - the participant of information exchange) in case of interaction with the Bank of Russia shall not apply the enciphering of electronic documents provided by paragraph one of this Item within transfer and receipt of information on assets when carrying out loan operations by the Bank of Russia.

1.2. Persons under surveillance of the organization shall provide the direction in the Bank of Russia and obtaining from the Bank of Russia of electronic documents, the stipulated in Item 1.1 presents of the Instruction, by means of use of information resources.

Other participants of information exchange have the right to perform interaction with the Bank of Russia by means of use of information resources by the direction in the Bank of Russia and obtaining from the Bank of Russia of electronic documents, the stipulated in Item 1.1 presents of the Instruction.

Interaction of other participants of information exchange with the Bank of Russia shall be performed after the direction in the Bank of Russia of notifications on use of private office and stop after the direction in the Bank of Russia of the notification on refusal of use of private office according to the procedure and the terms provided by the paragraph third subitem 2.2.1 and the paragraph the second subitem 2.2.2 of Item 2.2 of this Instruction.

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