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It is registered

Ministry of Justice

Russian Federation

On December 1, 2017 No. 49080

PROVISION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of September 20, 2017 No. 600-P

About representation by credit institutions on requests of Federal Service for Financial Monitoring of information on transactions of clients, about beneficial owners of clients and information on movement of means on accounts (deposits) of clients

(as amended of the Instruction of the Central bank of the Russian Federation of 31.03.2021 No. 5768-U)

This Provision based on the subitem 5 of Item 1 of article 7 of the Federal Law of August 7, 2001 No. 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" (The Russian Federation Code, 2001, No. 33, Art. 3418; 2002, No. 30, Art. 3029; No. 44, Art. 4296; 2004, No. 31, Art. 3224; 2005, No. 47, Art. 4828; 2006, No. 31, Art. 3446, Art. 3452; 2007, No. 16, Art. 1831; No. 31, Art. 3993, Art. 4011; No. 49, Art. 6036; 2009, No. 23, Art. 2776; No. 29, Art. 3600; 2010, No. 28, Art. 3553; No. 30, Art. 4007; No. 31, Art. 4166; 2011, No. 27, Art. 3873; No. 46, Art. 6406; 2012, No. 30, Art. 4172; No. 50, Art. 6954; 2013, No. 19, Art. 2329; No. 26, Art. 3207; No. 44, Art. 5641; No. 52, Art. 6968; 2014, No. 19, Art. 2311, Art. 2315, Art. 2335; No. 23, Art. 2934; No. 30, Art. 4214, Art. 4219; 2015, No. 1, Art. 14, Art. 37, Art. 58; No. 18, Art. 2614; No. 24, Art. 3367; No. 27, Art. 3945, Art. 3950, Art. 4001; 2016, No. 1, Art. 11, Art. 23, Art. 27, Art. 43, Art. 44; No. 26, Art. 3860, Art. 3884; No. 27, Art. 4196, Art. 4221; No. 28, Art. 4558; 2017, No. 1, Art. 12, Art. 46; No. 31, the Art. 4816), parts one of article 7 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 30, the Art. 4456) and Item 19 of the Regulations on submission of information to Federal Service for Financial Monitoring by the organizations performing transactions with money or other property, and individual entrepreneurs and the direction by Federal Service for Financial Monitoring of requests in the organizations performing transactions with money or other property and to individual entrepreneurs, No. 209 approved by the order of the Government of the Russian Federation of March 19, 2014 "About approval of the Regulations on submission of information to Federal Service for Financial Monitoring by the organizations performing transactions with money or other property, and individual entrepreneurs and the direction by Federal Service for Financial Monitoring of requests in the organizations performing transactions with money or other property and to individual entrepreneurs" (Russian Federation Code, 2014, No. 12, Art. 1304; 2015, No. 16, Art. 2381; 2016, No. 39, the Art. 5655), establishes format and methods of submission by credit institution to Rosfinmonitoring on its information request about transactions of clients of credit institution, about beneficial owners of clients of credit institution and the telecommunication channels used for its transfer to Rosfinmonitoring, and also procedure for representation by credit institution to Rosfinmonitoring on its information request about movement of means on accounts (deposits) of clients of credit institution.

Chapter 1. Forming and submission by credit institution to Rosfinmonitoring of information

1.1. Credit institution in case of receipt of request of Rosfinmonitoring about submission of information on transactions of clients of credit institution, about beneficial owners of clients of credit institution and information on movement of means on accounts (deposits) of clients of credit institution (further - information) (further - request of Rosfinmonitoring), except for urgent request of Rosfinmonitoring, stipulated in Item 7 Features of the direction Federal Service for Financial Monitoring in credit institutions of the requests electronically approved by the order of Federal Service for Financial Monitoring of July 16, 2020 No. 171 "About approval of Features of the direction by Federal Service for Financial Monitoring in credit institutions of requests electronically" the registered Ministry of Justice of the Russian Federation on October 22, 2020 No. 60525 (further - Features of the direction of requests in credit institutions) (further - urgent request of Rosfinmonitoring), shall create according to format of submission by the credit institution to Rosfinmonitoring on its information request electronically provided by this Provision (further - format of submission of information), the message electronically containing data on request of Rosfinmonitoring in connection with which this message electronically, the information about the client (clients) of credit institution, data on the provided information, including the list of names of the investments containing the directed information in the form of electronic image of the document is created (the paper document transformed to electronic form by scanning with preserving details) (further - the electronic copy) and (or) the directed electronic documents (further - the electronic message).

The electronic message for establishment of its authenticity and integrity, and also for identification of his sender shall be supplied with authentication code (further - KA) credit institution.

1.2. The credit institution along with forming of the electronic message shall create the investment containing information specified in request of Rosfinmonitoring in the form of the electronic copy or in the form of the electronic document which shall be supplied with KA of credit institution (further - investment).

Investments shall be created by credit institution (branch) according to appendix to this Provision.

1.3. Transfer of the electronic message and investment (investments) in Rosfinmonitoring shall be performed by credit institution through territorial office of the Bank of Russia in which subsupervising territory the credit institution which created such electronic message and investment (investments), and territorial office of the Bank of Russia through Department of information technologies of the Bank of Russia is located (further - DIT of the Bank of Russia).

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