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Ministry of Justice

Russian Federation

On February 1, 2016 No. 40909

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of December 28, 2015 No. 3921-U

About structure, amount, procedure and terms of disclosure of information by professional participants of the security market

(The last edition from 19-03-2018)

This Instruction based on Item 3.14 of Article 8, Items 25 and 26 of Article 30 and article 42 of the Federal Law of April 22, 1996 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 2001, No. 33, Art. 3424; 2002, No. 52, Art. 5141; 2004, No. 27, Art. 2711; No. 31, Art. 3225; 2005, No. 11, Art. 900; No. 25, Art. 2426; 2006, No. 1, Art. 5; No. 2, Art. 172; No. 17, Art. 1780; No. 31, Art. 3437; No. 43, Art. 4412; 2007, No. 1, Art. 45; No. 18, Art. 2117; No. 22, Art. 2563; No. 41, Art. 4845; No. 50, Art. 6247; 2008, No. 52, Art. 6221; 2009, No. 1, Art. 28; No. 18, Art. 2154; No. 23, Art. 2770; No. 29, Art. 3642; No. 48, Art. 5731; No. 52, Art. 6428; 2010, No. 17, Art. 1988; No. 31, Art. 4193; No. 41, Art. 5193; 2011, No. 7, Art. 905; No. 23, Art. 3262; No. 27, Art. 3880; No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3269; No. 31, Art. 4334; No. 53, Art. 7607; 2013, No. 26, Art. 3207; No. 30, Art. 4043, Art. 4082, Art. 4084; No. 51, Art. 6699; No. 52, Art. 6985; 2014, No. 30, Art. 4219; 2015, No. 1, Art. 13; No. 14, Art. 2022; No. 27, Art. 4001; No. 29, the Art. 4348, the Art. 4349), parts 3 of article 2.1 of the Federal Law of July 21, 2014 No. 213-FZ "About opening of bank accounts and letters of credit, about the conclusion of bank deposit agreements, contracts for maintaining the register of owners of securities by the economic societies having strategic importance for defense industry complex and safety of the Russian Federation and modification of separate legal acts of the Russian Federation" (The Russian Federation Code, 2014, No. 30, Art. 4214; 2015, No. 1, Art. 37; 2016, No. 1, the Art. 11) (further - the Federal Law of July 21, 2014 No. 213-FZ) and the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348; No. 41, of the Art. 5639) determines structure, amount, procedure and terms of disclosure of information by professional participants of the security market.

1. The professional participant of the security market opens information in structure, amount and the terms specified in appendix 1 to this Instruction (further - obligatory information), and also other information provided by the Federal Laws of the Russian Federation and regulations of the Bank of Russia on the official site on the Internet (further - the website). The professional participant of the security market has the right to open on the website information in structure, amount and the terms recommended by appendix 2 to this Instruction (further - recommended information). In the presence at the professional participant of the security market is several websites, the professional participant of the security market opens obligatory information and has the right to open recommended information on each of them en banc and amount.

2. The main (initial) page of the website shall contain the Section with obligatory and recommended information (in case of disclosure of the last) and (or) the reference (references) to the Section (other Sections) of the website containing (containing) the specified information. The reference (references) shall (shall) confirm unambiguously contents (type, nature) of information published in the Section of the website, transition to which is performed according to this reference (references).

Obligatory and recommended information (in case of disclosure of the last) on the website reveals in chronological procedure with indication of date of its disclosure, the period of relevance and shall be available to all interested persons to acquaintance round the clock, except for the periods of carrying out scheduled maintenance, without collection of payment and other restrictions.

The information access, subject to disclosure on the website, cannot be caused by the requirement of registration of users or provisions of personal data by them.

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