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Ministry of Justice of Ukraine

June 27, 2013

No. 1084/23616

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of April 23, 2013 No. 735

About approval of the Regulations on implementation of depository activity

(The last edition from 13-06-2019)

According to the Laws of Ukraine "About state regulation of the security market in Ukraine", "About depositary system of Ukraine", for the purpose of settlement concerning determination of procedure for carrying out depository activity by Central Securities Depository and depository institutions from the date of entry into force of the Law of Ukraine "About depositary system of Ukraine" the National commission on securities and the stock market RESHILA:

1. Approve Regulations on implementation of depository activity (further - the Provision) which are applied.

2. The personalized securities immobilized at the keeper which release was not transferred to paperless form and which were not moved on storage to Central Securities Depository before entry into force of the Law of Ukraine "About depositary system of Ukraine" are considered in depository institutions according to established by the Central depositary of the single unified rules (standards) of display and information transfer concerning accounting and turnover of securities. The requirement, the stipulated in Item 1 Section ІІ Provisions is not applied to accounting of such securities and rights to them.

3. To depository institutions in which before entry into force of the Law of Ukraine "About depositary system of Ukraine" accounts in securities on which the securities which are in municipal property for year from the date of entry into force of this Law are considered were opened to perform actions concerning reduction of accounting of the rights to these securities in compliance with requirements of the Provision.

4. To provide to department of regulation of depository and settlement and clearing activity (I. Kurochkin) provision of this decision on state registration in the Ministry of Justice of Ukraine.

5. This decision becomes effective from the date of its official publication, except paragraph two of Item 42 of Chapter 1 of the Section V of the Provision which becomes effective since January 1, 2014.

6. To provide to management of information technologies, external and internal communications (A.Zaik) publication of this decision according to the legislation.

7. Control over the implementation of the decision to assign to the member of the commission O. Tarasenko.

Commission chairman

D. Tevelev

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