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Ministry of Justice of Ukraine

May 22, 2013

No. 802/23334

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of April 23, 2013 No. 736

About approval of the Replacement procedure of the certificate (certificates) on registration of release (releases) of issued securities in connection with change of the name of the issuer and/or ensuring existence of personalized securities in paperless form

(The last edition from 16-04-2019)

According to Article 90 and part three of Article 152 of the Civil code of Ukraine, Items 1, 3, 5 parts two of Article 7, Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", Article 3 part four to the Law of Ukraine "About joint-stock companies" but for the purpose of enhancement of replacement procedure of the certificate (certificates) on registration of release (releases) of issued securities in connection with change of the name of the issuer and/or transfer of issue of securities to undocumented form of existence the National commission on securities and the stock market RESHILA:

1. Approve the Replacement procedure of the certificate (certificates) on registration of release (releases) of issued securities in connection with change of the name of the issuer and/or ensuring existence of personalized securities in paperless form who is applied.

3. And corporate finances (A. Papaik) to provide to corporate management department provision of this decision on state registration in the Ministry of Justice of Ukraine.

4. To management of information technologies, external and internal communications (A. Zaik) to provide publication of this decision according to requirements of the legislation of Ukraine.

5. This decision becomes effective from the date of its official publication.

6. Control over the implementation of this decision to assign to the member of the National commission on securities and the stock market O. Petrashko.

Commission chairman

D. Tevelev

Approved by the Decision of the National commission on securities and the stock market of Ukraine of April 23, 2013, No. 736

Replacement procedure of the certificate (certificates) on registration of release (releases) of issued securities in connection with change of the name of the issuer and/or ensuring existence of personalized securities in paperless form

I. General provisions

1. This Procedure establishes:

a) terms and replacement procedure or refusal in replacement with the National commission on securities and the stock market (further - the Commission) evidences (certificates) on registration of release (releases) of shares (except shares of corporate investment funds), bonds of the companies, bonds of international financial institutions, hypothecation certificates, mortgage bonds, certificates of fund of real estate transactions, option certificates (further - securities) in connection with adoption by authorized body of the issuer of issued securities of the decision on change of the name of the issuer and/or the decision on ensuring existence of personalized securities in paperless form (transfer of issue of securities to paperless form of existence) (further - the decision on paperless form of existence of securities);

b) the list of documents which are filed for replacement of the certificate (certificates) on registration of release (releases) of issued securities (further the certificate (certificates)), and requirements to execution of such documents.

2. Action of this Procedure extends to issuers of securities (further - issuers) which authorized body made the decision on modification of the constituent documents of the issuer connected with change of the name of the issuer, and/or the decision in paperless form of existence of securities if the type/type/version/name of securities, type of option certificates - for release of option certificates, series of securities - in the presence, the nominal cost of one security (share of the consolidated mortgage debt which is the share of one participation certificate - for hypothecation certificates of participation, award - for option certificates), the number of securities of release remains invariable.

This Procedure is applied in cases of change of the name of the issuer and/or decision making about paperless form of existence of securities and does not extend to issuers in case of their termination by reorganization.

3. The issuer shall perform replacement of the certificate (certificates) in case of change of the name (except the case specified in paragraph three of this Item) and/or ensuring existence of personalized securities in paperless form.

In case of placement by the issuer more than one issue of securities replacement of the certificate on each release is performed.

Change of the name of the legal entity in connection with change like joint-stock company is not the obligatory basis for replacement of the certificate (certificates).

4. Documents for replacement of the certificate (certificates) are filed by the issuer to structural division of the Commission in which the corresponding release (releases) of securities was registered (if the corresponding release (releases) of securities was registered by the relevant territorial authority of the Commission or territorial authority of the Commission / State commission on securities and the stock market which was in the territory of administrative and territorial unit of the relevant structural division of the Commission, - in structural division of the Commission in the respective region).

The issuer files documents for replacement of the certificate (certificates) no later than 60 calendar days from the date of state registration in bodies of state registration of the changes in constituent documents of the issuer connected with change of its name (except the case specified in paragraph three of Item 3 of this Section), and no later than 5 working days from acceptance date authorized body of the issuer of the solution of rather paperless form of existence of securities.

5. Replacement of the certificate (certificates) or refusal in replacement of the certificate (certificates) is performed by adoption of relevant decisions.

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