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Ministry of Justice of Ukraine

April 30, 2013

No. 704/23236

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of April 18, 2013 No. 729

About approval of the Procedure for information transfer which contains in system of the register of owners of personalized securities, in system of depositary accounting

(The last edition from 17-09-2013)

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" and in pursuance of the subitem 4 of Item 5 of the Section VI "Final and transitional provisions" of the Law of Ukraine "About depositary system of Ukraine", for the purpose of ensuring safety in system of depositary accounting of information on releases of issued personalized securities which were not transferred to undocumented form, and of owners of these securities the National commission on securities and the stock market RESHILA:

1. Approve the Procedure for information transfer which contains in system of the register of owners of personalized securities, in system of depositary accounting which is applied.

2. Approve Changes in the Regulations on procedure for the transfer of release of nominal shares of documentary form of existence to undocumented form of existence approved by the decision of State commission on securities and the stock market of June 30, 2000 No. 98, registered in the Ministry of Justice of Ukraine on October 12, 2000 for No. 706/4927, which are applied.

3.

4. Registrars which perform maintaining registers of owners of personalized securities based on the agreements signed with issuers on maintaining the register shall direct till September 01, 2013 to issuers of the message on agreement cancelation to maintaining the register at the initiative of the registrar unilaterally from the date of entry into force of the Law of Ukraine "About depositary system of Ukraine". Such message is sent by the registered letter with the description the issuer's the address specified in the questionnaire of the issuer. Enclosed on also the message shall contain information that from the date of entry into force of the Law of Ukraine "About depositary system of Ukraine" the system of the register will be closed also the documents of system of the register of owners of personalized securities (further - documents of system of the register) determined by Procedure for information transfer which contains in system of the register of owners of personalized securities in system of depositary accounting, the approved this decision will be transferred to Central Securities Depository (further - the Central depositary).

5. If date of the termination of maintaining the register of owners of personalized securities is established by authorized body of the issuer or the authorized officer of the issuer according to requirements of the Section XVII of the Law of Ukraine "About joint-stock companies" and this certain date falls on day which comes after entry into force of the Law of Ukraine "About depositary system of Ukraine", date of the termination of maintaining the register day of entry into force of the Law of Ukraine "About depositary system of Ukraine" is considered.

6. Registrars which on the date of entry into force of the Law of Ukraine "About depositary system of Ukraine" store documents of systems of registers of owners of personalized securities (further - documents of systems of registers) according to the legislation, within 5 working days from this day shall provide the direction of the message to issuers whose documents of systems of registers are stored at such registrars that this documents shall be transferred to the issuer according to the decision of its authorized body to the date determined by it and approved with the registrar which shall be determined within 30 calendar days from the date of entry into force of the Law of Ukraine "About depositary system of Ukraine". In case of rejection of the issuer by authorized body at the scheduled time of the specified decision such registrar shall transfer documents of system of the register to the Central depositary.

In case of availability at the registrar of the license for conducting professional activity in the stock market - depository activity of depository institution he has the right to perform further document storage of systems of registers.

7. Keepers of securities which according to the Law of Ukraine "About National depositary system and features of electronic security circulation in Ukraine" are registered by nominee holders in the register of owners of personalized securities as of the beginning of operational day in three working days of the entry into force of the Law of Ukraine preceding day "About depositary system of Ukraine" (further - date of accounting) have:

for the end of operational day of date of accounting to perform unconditional transactions on restriction of implementation of transactions with securities of these releases on accounts in securities of the depositors;

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