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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of August 16, 2019 No. 133

About approval of the list, forms, terms of the reporting of the clearing organizations of the Republic of Kazakhstan and Rules of their representation

According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of July 2, 2003 "About the security market", of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations" and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting of the clearing organizations of the Republic of Kazakhstan according to appendix 1 to this resolution;

2) report form about net - requirements and net - obligations of the subjects using services of the clearing organization according to appendices 2 and 3 to this resolution;

3) report form about the subjects using services of the clearing organization according to appendices 4 and 5 to this resolution;

4) report form about the financial instruments accepted on clearing servicing according to appendices 6 and 7 to this resolution;

5) report form about the subjects using services of the clearing organization, from bad faith fulfilling the obligations according to transactions according to appendices 8 and 9 to this resolution;

6) Rules of submission of the reporting by the clearing organizations of the Republic of Kazakhstan according to appendix 10 to this resolution.

2. The clearing organization represents to authorized body electronically:

1) daily, until the end of the next working day, the report about net - requirements and net - obligations of the subjects using services of the clearing organization according to appendix 2 to this resolution;

2) monthly, no later than the fifth working day of the month following month under report:

the report on the subjects using services of the clearing organization according to appendix 3 to this resolution;

the report on the financial instruments accepted on clearing servicing according to appendix 4 to this resolution;

the report on the subjects using services of the clearing organization, from bad faith fulfilling the obligations according to transactions according to appendix 5 to this resolution.

3. Recognize invalid:

4. To provide to development department of the non-bank organizations in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this resolution its direction in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "Institute of the legislation and legal information of the Republic of Kazakhstan" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and Item 5 of this resolution.

5. To department of external communications press services of National Bank to provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

6. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Birtanov E. A.

7. This resolution becomes effective after ten calendar days after day of its first official publication.

Chairman of National Bank

E.Dosayev

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