Document from CIS Legislation database © 2003-2019 SojuzPravoInform LLC

ORDER OF THE GOVERNMENT OF THE RUSSIAN FEDERATION

of April 4, 2019 No. 400

About features of disclosure and provision of information which is subject to disclosure and provision according to requirements of the Federal Law "About Joint-stock Companies" and the Federal Law "About the Security Market"

According to article 92.2 of the Federal law "About Joint-stock Companies" and Item 6 of article 30.1 of the Federal law "About the Security Market" Government of the Russian Federation decides:

1. Determine that issuers of securities have the right to perform disclosure and (or) provision of information which is subject to disclosure (including in the securities prospectus) and (or) to provision according to requirements of the Federal Law "About Joint-stock Companies" and the Federal Law "About the Security Market" (regardless of the purposes and disclosure form or provision of information), according to the list according to appendix in narrow structure and (or) amount in the following cases:

if disclosure and (or) provision by the issuer of information on person concerning which the measures of restrictive nature entered by foreign states, national associations and (or) the unions and (or) the public (interstate) institutions of foreign states or national associations and (or) unions are effective (further - measures of restrictive nature) lead (can bring) to introduction of measures of restrictive nature concerning the issuer and (or) other persons, including to introduction of new measures of restrictive nature concerning person about whom the issuer reveals and provided information;

if concerning the issuer measures of restrictive nature are effective;

if the issuer is the credit institution referred to category of authorized banks according to the Federal Law "About the State Defensive Order";

if disclosure and (or) provision by the issuer of information be performed concerning the credit institution referred to category of authorized banks according to the Federal Law "About the State Defensive Order";

if disclosure and (or) provision by the issuer of information be performed concerning the transaction connected with accomplishment of the state defensive order and realization of military and technical cooperation;

if disclosure and (or) provision of information on person who is the worker or the member of governing bodies of person concerning whom measures of restrictive nature, or the credit institution referred to category of authorized banks according to the Federal Law "About the State Defensive Order" are effective be performed by the issuer.

2. Bring in the order of the Government of the Russian Federation of January 15, 2018 No. 10 "About determination of cases of release of joint-stock company and limited liability company from obligation to open and provide information concerning large deals and (or) transactions in which making there is interest" (The Russian Federation Code, 2018, No. 4, of the Art. 628) the following changes:

a) in the name of the word "joint-stock company and" to exclude;

b) in the paragraph the second:

exclude the words "joint-stock company and";

the words "the specified societies" shall be replaced with words "limited liability company".

3. Recognize invalid:

the order of the Government of the Russian Federation of January 20, 2018 No. 37 "About features of disclosure of information which is subject to disclosure according to requirements of the Federal Law "About the Security Market" (The Russian Federation Code, 2018, No. 33, the Art. 5409);

Item of 1 changes which are made to the order of the Government of the Russian Federation of January 20, 2018 No. 37 and the order of the Government of the Russian Federation of January 20, 2018 No. 38, approved by the order of the Government of the Russian Federation of August 17, 2018 No. 959 "About modification of orders of the Government of the Russian Federation of January 20, 2018 No. 37 and of January 20, 2018 No. 38" (The Russian Federation Code, 2018, No. 35, the Art. 5553).

Russian Prime Minister

D. Medvedev

Appendix

to the Order of the Government of the Russian Federation of April 4, 2019 No. 400

The list of information which issuers of securities have the right not to open and (or) not to provide and also persons, information on whom can not reveal and (or) not be provided,

1. Information on persons who are part of governing bodies of the issuer, deputies of sole executive body, the chief accountant of the issuer and his deputies, heads and chief accountants of branches of the issuer.

2. Information on persons who are part of control facilities behind financial and economic activities of the issuer.

3. Information on transactions of the issuer, his controlling persons, persons under control to it.

4. Information on banking groups, bank holdings, holdings and associations into which the issuer, and also their members enters.

5. Information on affiliates of the issuer.

6. Information on the organizations and persons under control to the issuer which are part of their governing bodies, persons controlling the issuer and persons which are part of their governing bodies.

7. Information on persons who are members (shareholders) of the issuer.

8. Information on persons, the controlling members (shareholders) of the issuer.

Full text available with active License only!

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info

Effectively work with search system

Database include more 38000 documents. You can find needed documents using search system. For effective work you can mix any on documents parameters: country, documents type, date range, teams or tags.

Get help

If you cannot find the required document, or you do not know where to begin, go to Help section.

In this section, we’ve tried to describe in detail the features and capabilities of the system, as well as the most effective techniques for working with the database.

You also may open the section Frequently asked questions. This section provides answers to questions set by users.

Search engine created by SojuzPravoInform LLC. UI/UX design by Intelliants.