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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of December 28, 2018 No. 322

About approval of Rules of state registration of release of the Kazakhstan depositary receipts, approvals of the report on results of placement or repayment of the Kazakhstan depositary receipts, Rules of creation and execution of the prospectus of release of the Kazakhstan depositary receipts, changes and (or) amendments to the avenue of release of the Kazakhstan depositary receipts, the report on results of placement or repayment of the Kazakhstan depositary receipts, and also the Requirements which are subject to observance by the issuer of the Kazakhstan depositary receipts

According to the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) Rules of state registration of release of the Kazakhstan depositary receipts, approvals of the report on results of placement or repayment of the Kazakhstan depositary receipts according to appendix 1 to this resolution;

2) Rules of creation and execution of the prospectus of release of the Kazakhstan depositary receipts, changes and (or) amendments to the avenue of release of the Kazakhstan depositary receipts, the report on results of placement or repayment of the Kazakhstan depositary receipts, according to appendix 2 to this resolution;

3) the Requirements which are subject to observance by the issuer of the Kazakhstan depositary receipts according to appendix 3 to this resolution.

2. Recognize invalid regulatory legal act of the Republic of Kazakhstan, and also structural elements of some regulatory legal acts of the Republic of Kazakhstan according to the list according to appendix 4 to this resolution.

3. To department of regulation of the non-bank financial organizations (Kosherbayeva A. M.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this resolution its direction in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "The republican center of legal information" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and item 4 of this resolution.

4. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Kurmanov Zh. B.

6. This resolution becomes effective after ten calendar days after day of its first official publication.

Chairman of National Bank

D. Akishev

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of December 28, 2018 No. 322

Rules of state registration of release of the Kazakhstan depositary receipts, approvals of the report on results of placement or repayment of the Kazakhstan depositary receipts

Chapter 1. General provisions

1. These rules of state registration of release of the Kazakhstan depositary receipts, approvals of the report on results of placement or repayment of the Kazakhstan depositary receipts (further - Rules) are developed according to the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" (further - the Law on the security market).

2. Rules determine procedure for state registration of release of the Kazakhstan depositary receipts, approvals of the report on results of placement or repayment of the Kazakhstan depositary receipts.

Chapter 2. Procedure for state registration of release of the Kazakhstan depositary receipts

3. For state registration of release of the Kazakhstan depositary receipts the issuer represents to authorized body on regulation, control and supervision of the financial market and the financial organizations (further - authorized body) on paper the following documents:

1) the statement on state registration of release of the Kazakhstan depositary receipts with indication of full name and the location;

2) the prospectus of release of the Kazakhstan depositary receipts constituted and which is drawn up according to structure of the prospectus of release of the Kazakhstan depositary receipts according to appendix 1 to the Rules of creation and execution of the prospectus of release of the Kazakhstan depositary receipts, changes and (or) amendments to the avenue of release of the Kazakhstan depositary receipts, the report on results of placement or repayment of the Kazakhstan depositary receipts approved by this resolution;

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