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RESOLUTION OF THE BOARD OF DIRECTORS OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of September 24, 2018 No. 133

About approval of standard forms of the agreements of accession signed when carrying out by National Bank the Republic of Kazakhstan auctions within monetary policy realization

According to the Law of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan" for the purpose of approval of standard forms of the agreements of accession signed when carrying out by National Bank the Republic of Kazakhstan auctions within monetary policy realization, the Board of directors of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) standard form of the Contract of accession to making of transactions with short-term notes of National Bank of the Republic of Kazakhstan according to appendix 1 to this resolution;

2) standard form of the Contract of accession to the conclusion of transactions on purchase (sale) of securities with the return sale (purchase) by results of auction according to appendix 2 to this resolution.

2. To department of monetary transactions (Moldabekova A. M.) place this resolution on official Internet resource of National Bank of the Republic of Kazakhstan.

3. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Kurmanov Zh. B.

4. This resolution becomes effective after ten working days after day of its placement on official Internet resource of National Bank of the Republic of Kazakhstan.

Chairman of National Bank

D. Akishev

Appendix 1

to the Resolution of the Board of directors of National Bank of the Republic of Kazakhstan of September 24, 2018 No. 133

Contract of accession to making of transactions with short-term notes of National Bank of the Republic of Kazakhstan

This Agreement of accession to making of transactions with short-term notes of National Bank of the Republic of Kazakhstan (further - the Agreement) governs the relations between Republican public institution "National Bank of the Republic of Kazakhstan" (further - National Bank) and Primary agent as it is determined in compliance by the Rules of carrying out by National Bank of the Republic of Kazakhstan of auctions within monetary policy realization approved by the resolution of Board of National Bank of the Republic of Kazakhstan of July 30, 2018 No. 167 (further - Rules), further jointly referred to as the Parties and separately "Party", when holding auctions of short-term notes of National Bank.

1. Subject of the agreement

1.1. The National Bank gives to Primary agent opportunity of participation in auctions of short-term notes of National Bank according to the procedure and on the conditions determined by Rules and the Agreement.

1.2. For participation in auction of short-term notes of National Bank Primary agent represents to National Bank:

1) the statement in any form of accession to the Agreement with indication of data on availability of the license for the implementation of the broker and (or) dealer activities in the security market issued by National Bank, bank details of potential Primary agent on paper or in electronic form on the financial automated system of transport of information of the Republican state company on the right of economic maintaining "The Kazakhstan center of interbank calculations of National Bank of the Republic of Kazakhstan" (further - FASTI), signed by the authorized person of potential Primary agent (further - the Statement). The application is submitted by the potential Primary agent who is resident of the Republic of Kazakhstan;

2) the document of "Central Securities Depository" joint-stock company (further - "the central depositary") confirming availability of personal account in the central depositary.

1.3. The statement demonstrates that potential Primary agent examined, agreed and accepted all terms of the contract.

1.4. The National Bank considers the application of potential Primary agent no more than ten working days from the date of receipt in National Bank of documents, stipulated in Item 1.2 in time. Agreements, and by results of consideration of the application sends to the person who submitted the application, the notification on accession to the Agreement in form according to appendix 1 to the Agreement or motivated refusal in accession to the Agreement in form according to appendix 2 to the Agreement on paper or in electronic form on FASTI.

2. Obligations and rights of the Parties

2.1. The National Bank shall:

2.1.1. make transactions with short-term notes of National Bank according to Rules, the Agreement and the legislation of the Republic of Kazakhstan;

2.1.2. not disclose data on information obtained by it when holding auctions of short-term notes of National Bank, except as specified, stipulated by the legislation the Republic of Kazakhstan;

2.1.3. without delay to notify Primary agent on any circumstances which can prevent the Parties, properly fulfill agreement obligations and take necessary measures to their fastest elimination;

2.1.4. inform Primary agent about all changes made by National Bank to the Agreement, within 3 (three) working days from the date of placement of the specified changes on official Internet resource of National Bank;

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