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THE RESOLUTION OF THE NATIONAL COMMISSION PERFORMING STATE REGULATION IN THE FIELD OF POWER AND UTILITIES OF UKRAINE

of August 31, 2017 No. 1059

About approval of the Procedure for development, approval, approval and execution of investing programs of subjects of managing in the field of heat supply

According to the Law of Ukraine "About the National commission performing state regulation in the field of power and utilities" and article 26-1 of the Law of Ukraine "About heat supply" the National commission performing state regulation in spheres of power and utilities decides:

1. Approve the Procedure for development, approval, approval and execution of investing programs of subjects of managing in the field of heat supply which is applied.

2. This resolution becomes effective from the date of, its publication following behind day in the official printing publication - the Pravitelstvenny Kuryer newspaper.

Chairman of NKREKP

D. Vovk

Approved by the Resolution of the National commission performing state regulation in the field of power and utilities of Ukraine of August 31, 2017 No. 1059

Procedure for development, approval, approval and execution of investing programs of subjects of managing in the field of heat supply

1. General provisions

1.1. This Procedure establishes the mechanism of development, approval, approval, approval and accomplishment of investing programs of subjects of managing in the field of heat supply for the purpose of determination of justification of the capital investments and/or expenses planned by them in structure of investment component of rates for heat energy on the rate established on the principles of economic feasibility, including on the principles of the stimulating regulation, and also target use of means by these subjects.

1.2. Action of this Procedure extends to subjects of natural monopolies and subjects of managing in the adjacent markets which in the procedure established by the legislation obtained the corresponding license (further - licensees) on the right of implementation of economic activity on production of heat energy (except activities for production of heat energy on combined heat and power plants, thermal power plants, nuclear power plants and cogeneration installations and installations with use nonconventional or renewable energy resources), its transportation on the high-level or local (distribution) thermal networks and supply.

This Procedure is not applied in case of approval of amounts of borrowings at international financial institutions to financing of the actions directed to updating of fixed assets, increase in production efficiency, ensuring accounting of natural and energy resources, sales amounts of services; optimization of technology costs and losses of heat energy; improvement of quality of provision of services, level of production organization, etc., influences rate components.

1.3. In this Procedure terms are used in the following values:

base period - the period which precedes planning period, lasting, as a rule, calendar year;

production investments from profit - the component of structure of rates which is formed from economic activity of the licensee and goes for financing of the actions of investing program aimed at the production development;

financing sources of investing program (further - financing sources) - the means received by the licensee from implementation of economic activity at the expense of which financing of actions of investing program is performed, including means in the amount provided in the established rates for accomplishment of investing programs (the depreciation charges, production investments from profit, etc.) and other receipts received from implementation of the economic activity connected and not connected with licensed type of activity (further - own means), borrowed funds (bonded loans, bank loans), the raised funds (the means received from sale of shares, attracted under agreements of financial leasing, share and other fees of citizens and legal entities, investors, grants), budgetary funds;

residual means - the means which are saved up on the current account with the special mode of use according to requirements of the Procedure for transfer of funds for current accounts with the special mode of use for carrying out calculations for investing programs, use of the specified means and control of their expenditure in the field of heat supply approved by the resolution of the Cabinet of Ministers Ukraine of October 9, 2013 No. 750, for carrying out calculations for investing programs and are not used during the previous planning periods and also the means formed due to economy and so forth;

actions - acquisition of the works, goods and services directed to updating of fixed assets, increase in production efficiency, ensuring accounting of natural and energy resources, sales amounts of services, optimization of technology costs and losses of heat energy, increase in level of production organization, etc. which influence components of rate and to the measures for development of project and technical documentation preceding them;

the accounting period - the period of action of investing program for which the licensee reports on accomplishment of investing program;

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